Regulatory Information
Current supervisory status of Emcore Asset Management AG
Emcore Asset Management AG has been a member of the Association for Quality Assurance of Financial Services VQF Zug, the largest self-regulatory organization pursuant to the Swiss Federal Act of October 10, 1997 on the Prevention of Money Laundering and Terrorist Financing in the Financial Sector, since October 2000 and is subject to its FINMA-recognized “Rules of Conduct (Code of Professional Conduct) in the Practice of Asset Management”.
VQF Verein zur Qualitätssicherung von Finanzdienstleistungen
General-Guisan-Strasse 6
CH-6300 Zug
Telefon: +41 41 763 28 20
Email: info@vqf.ch
Webseite: www.vqf.ch
Ombudsstelle
Emcore Asset Management AG is affiliated with the independent ombudsman’s office FINOS, which is recognized by the Swiss Federal Department of Finance. In the event of any disputes regarding legal claims between our clients and Emcore Asset Management AG, our clients can contact this ombudsman’s office at any time. Information on any administrative costs in connection with mediation proceedings can be found on the website of the ombudsman’s office.
Finanzombudsstelle Schweiz (FINOS)
Talstrasse 20
CH-8001 Zürich
Telefon: +41 44 52 08 00
E-Mail: info@finos.ch
Webseite: www.finos.ch
FIDLEG factsheet: